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Old 10-11-2004, 05:43 AM   #1
davem
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In the days before Priestley had caught & bottled that demon which exists in the shape of carbonic acid gas, when the miner was smitten dead by an invisible foe in the deep bowels of the earth it was natural that his awe struck companions should ascribe the mysterious blow to a supernatural enemy. When the workman was assailed by what we now call fire-damp, which hurled him & his companions right & left upon the dark rocks, scorching, burning & killing, those who survived were not likely to question the existence of the mine fiend. Hence arose the superstition - now probably quite extinct - of basilisks in the mines, which destroyed with their terrible gaze. When the explanation came, that the thing which killed the miner was what he breathed, not what he saw; & when chemistry took the fire-damp from the realm of faerie, the basilisk & the fire fiend had not a leg to stand on’.
(Wirt Sikes ‘British Goblins’ (1880). Quoted in Lewis & Currie, ‘The Uncharted Realms of Tolkien’)
To what extent these ideas affected Tolkien in the depiction of the Balrog - at least as far as his choice of having a Balrog present in Moria - is impossible to answer. I think that someone as interested as Tolkien was in folklore, would have been aware of Sikes’ book, & of the phenomenon of fire-damp (the explosive gas which builds up in mineworkings, which is mostly methane) & choke-damp (the poisonous gas, principally carbon di-oxide).

Its certainly interesting that Tolkien would have a monster of shadow (=choke-damp?) & flame (=fire-damp?) as Durin’s bane, as these are the very things, along with falls, which miners, like the dwarves, would have feared most.

The Balrog itself has been discussed almost to death, but I think that’s because the encounter between it & Gandalf is so symbolic, & Gandalf’s statements so enigmatic - especially to anyone who has not read the Silmarillion - what is the ‘Secret Fire’? And why is it that the ‘Dark Fire’ cannot pass it - because Gandalf seems not to be bragging here about his superior strength, but rather making a metaphysical statement of fact. But i won’t go any further into that at the moment.

I would like to quote from an article in a recent Amon Hen, about Tolkien’s use of adjectives:

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Interestingly, in Gandalf’s fight with the Balrog only a few adjectives are used. In connection with the Balrog itself the word ‘dark’ features predominantly: it is described as a ‘dark figure’ & the eerie silence that falls at its appearance is introduced as follows: ‘then the echoes died as suddenly as a flame blown out by a dark wind. I like the use of ‘dark’ in conjunction with ‘wind’. It imparts to me a sense of stiffling heat...the unusual use of the word ‘dark’ makes a kind of instinctive sense. When Gandalf addresses the Balrog for the first time in their confronation, he says: ‘the Dark Fire will not avail you’. Again this provides an interesting juxtaposition that is frighteningly evocative: there seems no sense of warmth & comfort about the notion of a ‘dark fire’.
The other adjective repeatedly used in this sequence in direct contrast with ‘dark’ is ‘white’. It is combined with other words such as ‘cold’ & ‘bright’. Thus, Glamdring is described as gleaming ‘cold & white’. But ‘white’, like ‘dark’, is also used to describe fire in this scene: the Balrog’s fire is dark, that of Glamdring is white, & when Gandalf destroys the bridge ‘a blinding sheet of white flame’ springs up. the imagery of ‘dark’ versus ‘white’ is stark & straightforward, but very powerful. My own favourite image in this scene, however, is that of Gandalf standing fast on the bridge: ‘grey & bent, like a wizened tree before the onset of a storm’. (‘Modifying Words’, Beruthiel’s Pet. Amon Hen 183
.

One final observation - this is the first chapter without any verse.
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Old 10-11-2004, 06:25 AM   #2
Estelyn Telcontar
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One final observation - this is the first chapter without any verse.
Verrry interesting indeed, davem! I think it has a reason in the darkness of the situation and the active fighting. It takes leisure to produce poetry; a poem about danger will not normally be composed while the situation is still in progress, since all concentration is needed for the escape. The next poem is recited on the outskirts of Lothlórien, in relative safety. And the mourning poem for Gandalf is composed there - isn't there a line that goes something like "My grief is too fresh (or deep) for words"? It takes time for such deep-cutting events to settle enough to be put into poetry.
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Old 10-11-2004, 09:27 AM   #3
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This may just be my favorite chapter in the book. The image that sticks in one's mind is of course Gandalf and the Balrog facing each other on the bridge. But that encounter is itself very brief - it only takes up about two pages. Actually, the chapter as a whole is rather short - eleven and a half pages in my edition - despite the fairly high number of events that occur. There is the reading and discussion of the Book of Mazarbul, the preparation for an attack, the attack itself, flight from the chamber, the bridge, the confrontation with the Balrog, and finally flight into the sunlight. This is in sharp contrast to the preceding chapters, which generally dealt with one obstacle at a time.

I recently had the experience of listening to The Fellowship of the Ring on tape. For the most part, I found that I preferred the written version - passages that came across as quite beautiful in writing sometimes fell flat. The one major exception was this chapter. There's something in not just the literal pacing (i.e. of the story) but also in the pacing of the words and sentences that is really drawn out when it's read aloud. Perhaps part of it is the continual "Doom doom". But there is also a shortening of sentences and an intensification of language as the climax of the chapter approaches. Whatever it is, the chapter flows inexorably toward the confrontation.

As Davem pointed out, few adjectives are used in the confrontation. And yet it comes across to me very vividly. I feel as if I can see every detail of the scene with perfect clarity. I don't know whether others share this experience, or whether its just me.
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Old 10-11-2004, 12:52 PM   #4
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I've got a few things to add to the discussion, not least because I find this a terrifying chapter, but first, a quick post about the pages from the Book of Mazarbul. A new edition of LOTR is soon to be published (it was mentioned here) which includes the reproductions of these pages, as Tolkien originally intended (the costs were too highg when LOTR first went to print). Well, if anyone either cannot afford or cannot wait for the new edition, I recently got hold of a 2005 50th anniversary Tolkien calendar, which has these reproductions printed within.

Anyway, a quick thought. Davem, the comments about the 'fire-damp' experienced by the miners was fascinating, and it's entirely possible that Tolkien would have known about such ideas, but for another reason, maybe? What made me think this was his experiences in the trenches - possibly he had some experience of the miners who dug underground tunnels (as seen in Birdsong) during WWI and had heard their tales and superstitions?
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Old 10-11-2004, 08:57 PM   #5
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In this chapter the strengths and weaknesses of many characters are revealed.

Frodo shows his strength in the Chamber of Mazarbul by attacking the troll, and without even realizing it at first.

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Suddenly, and to his own surprise, Frodo felt a hot wrath blaze up in his heart. "The Shire!" he cried, and springing beside Boromir, he stooped, and stabbed with Sting at the hideous foot.
It is as though he does so unconsciously, as if he suddenly understands the part he must play to aid his companions.

Sam, too, shows his ability as a fighter:

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A quick duck had saved him; and he had felled his orc: a sturdy thrust with his Barrow-blade. A fire was smouldering in his brown eyes that would have made Ted Sandyman step backwards, if he had seen it.
A far cry from just chucking an apple at Sandyman, as we saw earlier in FotR!

Gandalf, being one of the central characters in this chapter, shows his strength through being able to fend off the Balrog, but we understand that his power has limits when he returns to his companions after trying to seal the Chamber. He says that he has met his match, and that he is "rather shaken." We can only imagine what kind of force it could take to shake someone so steadfast and powerful as Gandalf, which foreshadows the future danger to come.

Legolas, who has previously seemed to be without fault as far as being collected under pressure, drops his arrow in fear of the Balrog. To add a bit of levity to this discussion, I'd like to point out this lovely line:

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"Ai! ai!" wailed Legolas. "A Balrog! A Balrog is come!"
That's all well and good on a page, but say it aloud and it just makes you chuckle a bit.

Since the Book of Mazarbul is uncovered in this chapter, and Lalwendë mentioned that some of the pages will be in a future edition, here's a link to pictures of a few of them: Leaves From the Book of Mazarbul. It may, for some crazy reason, ask you for a user name and password --the site has never done this to me before, but today it did. Just type Tolkien for both.
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Old 10-12-2004, 02:48 AM   #6
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Gimli took his arm & helped him down to a seat on the step. 'What happened away up there at the door?' he asked. 'Did you meet the beaterof drums?'
'I do not know,' answered Gandalf. 'But I found myself faced by something that I have not met before.I could think of nothing to do but to try & put a shutting spell on the door. I know many; but to do things of that kind rightly takes time, & even then the door can be broken by strength...
Then something came into the chamber- I felt it through the door, & the orcs themselves were afraid & fell silent.It laid hold of the iron ring, & then it percieved me & my spell.
What it was I cannot guess, but I have never felt such a challenge.The counter spell was terrible. It nearly broke me. For an instant the door left my control & began to open.I had to speak a word of Command. That proved too great a strain. The door broke in pieces.'
This is interesting, as it seems to show two kinds of magic at work - spell-casting, & the word of Command. It seems that casting spells is easier than speaking a word of Command. It appears the latter is reserved for extreme circumstances.

Spellcasting appears to work by a kind of 'hypnosis' - not simply hypnosis of people, but a kind of hypnosis of reality itself. Gandalf seems to have 'hypnotised' the door into being locked, by casting a 'spell' - sort of 'telling it a new story' - in the 'old' story it was unlocked (unlockable). Gandalf tells a new 'story', in which it is locked. Then the Balrog comes, & casts a counter spell, tells a new 'story' in which it is not locked. Gandalf & the Balrog contend - as do Finrod & Sauron, & the most powerful magician (ie the 'best', most convincing storyteller) wins out & takes control of 'reality' - from that point the world story carries on, including the changes the storyteller has made.

This is not original, actually - we find this kind of wizardly conflict in The Mabinogion, The Kalevala, The Eddas, etc.

But we also have something different here - the Word of Command. Here we move away from the 'story' that seeks to convince both other minds & the physical matter of Arda to something else, a different kind of power - one that does not attempt to convince but to coerce. Gandalf attempts to Command the world to change rather than persuade it to.

In effect, in the first kind of magic we have the wizard still 'within' the world, trying to convince reality to alter, in the second kind its as if he steps outside the world, & force it to change into something else. Clearly in this case Gandalf is not up to the task, or not used to this way of working, because the door, rather than obeying his Command, simply explodes.

I think this maybe sheds some light on his two confrontations with Saruman - both begin with 'spellcasting' - both wizards attempt to 'persuade' the other into adopting their particular view of 'reality', but then the confrontations move on - in the first it appears it is Saruman who speaks the word of Command - he commands Gandalf to stay in Orthanc - in the second it is Gandalf who speaks the word of Command - Commanding Saruman to return to the balcony & commanding his staff to break.

Too rushed - but perhaps others can add somethinb to this idea - or pull it appart!
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Old 10-12-2004, 12:18 PM   #7
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Davem, your post has really made me think about "magic" in Middle Earth but since my thoughts are rapidly going off topic (and hvaing failed to find a relevant thread) I will start a new one in books. .
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